ANNEX I – General safety and performance requirements

Chapter III (Part 2)

Requirements regarding the information supplied with the device

23.4. Information in the instructions for use

The instructions for use shall contain all of the following particulars:

(a)the particulars referred to in points (a), (c), (e), (f), (k), (l), (n) and (r)of Section 23.2;
(b)the device’s intended purpose with a clear specification of
indications, contra-indications, the patient target group or groups,
and of the intended users, as appropriate;
(c)where applicable, a specification of the clinical benefits to be
expected.
(d)where applicable, links to the summary of safety and clinical
performance referred to in Article 32;
(e)the performance characteristics of the device;
(f)where applicable, information allowing the healthcare professional
to verify if the device is suitable and select the corresponding
software and accessories;
(g)any residual risks, contra-indications and any undesirable side-
effects, including information to be conveyed to the patient in this
regard;
(h)specifications the user requires to use the device appropriately, e.g.
if the device has a measuring function, the degree of accuracy
claimed for it;
(i)details of any preparatory treatment or handling of the device before it is ready for use or during its use, such as sterilisation, final
assembly, calibration, etc., including the levels of disinfection
required to ensure patient safety and all available methods for
achieving those levels of disinfection;
(j)any requirements for special facilities, or special training, or
particular qualifications of the device user and/or other persons;
(k)the information needed to verify whether the device is properly
installed and is ready to perform safely and as intended by the
manufacturer, together with, where relevant:
— details of the nature, and frequency, of preventive and regular
maintenance, and of any preparatory cleaning or disinfection,
— identification of any consumable components and how to replacethem,
— information on any necessary calibration to ensure that the
device operates properly and safely during its intended lifetime, and — methods for eliminating the risks encountered by persons
involved in installing, calibrating or servicing devices;
(l)if the device is supplied sterile, instructions in the event of the sterile packaging being damaged or unintentionally opened before use;
(m)if the device is supplied non-sterile with the intention that it is
sterilised before use, the appropriate instructions for sterilisation;
(n)if the device is reusable, information on the appropriate processes
for allowing reuse, including cleaning, disinfection, packaging and,where appropriate, the validated method of re-sterilisation
appropriate to the Member State or Member States in which the
device has been placed on the market. Information shall be
provided to identify when the device should no longer be reused,
e.g. signs of material degradation or the maximum number of
allowable reuses;
(o)an indication, if appropriate, that a device can be reused only if it is
reconditioned under the responsibility of the manufacturer to
comply with the general safety and performance requirements;
(p)if the device bears an indication that it is for single use, informationon known characteristics and technical factors known to the
manufacturer that could pose a risk if the device were to be re-used.This information shall be based on a specific section of the
manufacturer’s risk management documentation, where such
characteristics and technical factors shall be addressed in detail. If
in accordance with point (d) of Section 23.1. no instructions for use
are required, this information shall be made available to the user
upon request;
(q)for devices intended for use together with other devices and/or
general purpose equipment:
— information to identify such devices or equipment, in order to
obtain a safe combination, and/or
— information on any known restrictions to combinations of
devices and equipment;
(r)if the device emits radiation for medical purposes:
— detailed information as to the nature, type and where
appropriate, the intensity and distribution of the emitted radiation,
— the means of protecting the patient, user, or other person from
unintended radiation during use of the device;
(s)information that allows the user and/or patient to be informed of
any warnings, precautions, contra- indications, measures to be taken and limitations of use regarding the device. That information shall, where relevant, allow the user to brief the patient about any
warnings, precautions, contra-indications, measures to be taken and
limitations of use regarding the device. The information shall cover,where appropriate:
— warnings, precautions and/or measures to be taken in the event of malfunction of the device or changes in its performance that may
affect safety,
— warnings, precautions and/ormeasures to be taken as regards the exposure to reasonably foreseeable external influences or
environmental conditions, such as magnetic fields, external
electrical and electromagnetic effects, electrostatic discharge,
radiation associated with diagnostic or therapeutic procedures,
pressure, humidity, or temperature,
— warnings, precautions and/or measures to be taken as regards the risks of interference posed by the reasonably foreseeable presence
of the device during specific diagnostic investigations, evaluations,
or therapeutic treatment or other procedures such as
electromagnetic interference emitted by the device affecting other
equipment, — if the device is intended to administer medicinal
products, tissues or cells of human or animal origin, or their
derivatives, or biological substances, any limitations or
incompatibility in the choice of substances to be delivered,
— warnings, precautions and/or limitations related to the medicinal
substance or biological material that is incorporated into the device as an integral part of the device; and
— precautions related to materials incorporated into the device thatcontain or consist of CMR substances or endocrine-disrupting
substances, or that could result in sensitisation or an allergic
reaction by the patient or user;
(t)in the case of devices that are composed of substances or of
combinations of substances that are intended to be introduced into
the human body and that are absorbed by or locally dispersed in
the human body, warnings and precautions, where appropriate,
related to the general profile of interaction of the device and its
products of metabolism with other devices, medicinal products and
other substances as well as contra- indications, undesirable side-
effects and risks relating to overdose;
(u)in the case of implantable devices, the overall qualitative and
quantitative information on the materials and substances to which patients can be exposed;
(v)warnings or precautions to be taken in order to facilitate the safe
disposal of the device, its accessories and the consumables used with it, if any. This information shall cover, where appropriate:
— infection or microbial hazards such as explants, needles or
surgical equipment contaminated with potentially infectious
substances of human origin, and
— physical hazards such as from sharps.
If in accordance with the point (d) of Section 23.1 no instructions for use are required, this information shall be made available to the user upon request;
(w)for devices intended for use by lay persons, the circumstances in
which the user should consult a healthcare professional;
(x)for the devices covered by this Regulation pursuant to Article 1(2),
information regarding the absence of a clinical benefit and the risksrelated to use of the device;
(y)date of issue of the instructions for use or, if they have been revised,date of issue and identifier of the latest revision of the instructions
for use;
(z)a notice to the user and/or patient that any serious incident that
has occurred in relation to the device should be reported to the
manufacturer and the competent authority of the Member State in which the user and/or patient is established;
(aa)information to be supplied to the patient with an implanted device in accordance with Article 18;
(ab)for devices that incorporate electronic programmable systems,
including software, or software that are devices in themselves,
minimum requirements concerning hardware, IT networks
characteristics and IT security measures, including protection against unauthorised access, necessary to run the software as intended.

ANNEX I – General safety and performance requirements

Chapter III (Part 1)

Requirements regarding the information supplied with the device

23. Label and instructions for use

23.1. General requirements regarding the information supplied by the manufacturer

Each device shall be accompanied by the information needed to identify the device and its manufacturer, and by any safety and performance information relevant to the user, or any other person, as appropriate. Such information may appear on the device itself, on the packaging or in the instructions for use, and shall, if the manufacturer has a website, be made available and kept up to date on the website, taking into account the following:

(a)The medium, format, content, legibility, and location of the label and instructions for use shall be appropriate to the particular device, its
intended purpose and the technical knowledge, experience,
education or training of the intended user(s). In particular,
instructions for use shall be written in terms readily understood by
the intended user and, where appropriate, supplemented with
drawings and diagrams.
(b)The information required on the label shall be provided on the
device itself. If this is not practicable or appropriate, some or all of
the information may appear on the packaging for each unit, and/or on the packaging of multiple devices.
(c)Labels shall be provided in a human-readable format and may be
supplemented by machine-readable information, such as radio-
frequency identification (‘RFID’) or bar codes.
(d)Instructions for use shall be provided together with devices. By wayof exception, instructions for use shall not be required for class I
and class IIa devices if such devices can be used safely without any
such instructions and unless otherwise provided for elsewhere in
this Section.
(e)Where multiple devices are supplied to a single user and/or location, a single copy of the instructions for use may be provided if so agreed by the purchaser who in any case may request further copies to be
provided free of charge.
(f)Instructions for use may be provided to the user in non-paper
format (e.g. electronic) to the extent, and only under the conditions,
set out in Regulation (EU) No 207/2012 or in any subsequent
implementing rules adopted pursuant to this Regulation.
(g)Residual risks which are required to be communicated to the user
and/or other person shall be included as limitations, contra-
indications, precautions or warnings in the information supplied by the manufacturer.
(h)Where appropriate, the information supplied by the manufacturer
shall take the form of internationally recognised symbols. Any
symbol or identification colour used shall conform to the
harmonised standards or CS. In areas for which no harmonised
standards or CS exist, the symbols and colours shall be described in
the documentation supplied with the device.

23.2. Information on the label

The label shall bear all of the following particulars:

(a)the name or trade name of the device;
(b)the details strictly necessary for a user to identify the device, the
contents of the packaging and, where it is not obvious for the user,
the intended purpose of the device;
(c)the name, registered trade name or registered trade mark of the
manufacturer and the address of its registered place of business;
(d)if the manufacturer has its registered place of business outside the
Union, the name of the authorised representative and address of the registered place of business of the authorised representative;
(e)where applicable, an indication that the device contains or
incorporates:
— a medicinal substance, including a human blood or plasma
derivative, or
— tissues or cells, or their derivatives, of human origin, or
— tissues or cells of animal origin, or their derivatives, as referred to in Regulation (EU) No 722/2012;
(f)where applicable, information labelled in accordance with Section 10.4.5.;
(g)the lot number or the serial number of the device preceded by the
words LOT NUMBER or SERIAL NUMBER or an equivalent symbol,
as appropriate;
(h)the UDI carrier referred to in Article 27(4) and Part C of Annex VII;
(i)an unambiguous indication of t the time limit for using or implanting the device safely, expressed at least in terms of year and month,
where this is relevant;
(j)where there is no indication of the date until when it may be used
safely, the date of manufacture. This date of manufacture may be
included as part of the lot number or serial number, provided the
date is clearly identifiable;
(k)an indication of any special storage and/or handling condition that
applies;
(l)if the device is supplied sterile, an indication of its sterile state and
the sterilisation method;
(m)warnings or precautions to be taken that need to be brought to the
immediate attention of the user of the device, and to any other
person. This information may be kept to a minimum in which casemore detailed information shall appear in the instructions for use,
taking into account the intended users;
(n)if the device is intended for single use, an indication of that fact. A
manufacturer’s indication of single use shall be consistent across the Union;
(o)if the device is a single-use device that has been reprocessed, an
indication of that fact, the number of reprocessing cycles already
performed, and any limitation as regards the number of
reprocessing cycles;
(p)if the device is custom-made, the words ‘custom-made device’;
(q)an indication that the device is a medical device. If the device is
intended for clinical investigation only, the words ‘exclusively for
clinical investigation’;
(r)in the case of devices that are composed of substances or of
combinations of substances that are intended to be introduced into
the human body via a body orifice or applied to the skin and that are absorbed by or locally dispersed in the human body, the overall
qualitative composition of the device and quantitative information
on the main constituent or constituents responsible for achieving the principal intended action;
(s)for active implantable devices, the serial number, and for other
implantable devices, the serial number or the lot number.

23.3. Information on the packaging which maintains the sterile condition of a device (‘sterile packaging’)

The following particulars shall appear on the sterile packaging:

(a)an indication permitting the sterile packaging to be recognised as
such,
(b)a declaration that the device is in a sterile condition,
(c)the method of sterilisation,
(d)the name and address of the manufacturer,
(e)a description of the device,
(f)if the device is intended for clinical investigations, the words
‘exclusively for clinical investigations’,
(g)if the device is custom-made, the words ‘custom-made device’,
(h)the month and year of manufacture,
(i)an unambiguous indication of the time limit for using or implanting
the device safely expressed at least in terms of year and month, and
(j)an instruction to check the instructions for use for what to do if the
sterile packaging is damaged or unintentionally opened before use.
(e)the performance characteristics of the device;
(f)where applicable, information allowing the healthcare professional
to verify if the device is suitable and select the corresponding
software and accessories;
(g)any residual risks, contra-indications and any undesirable side-
effects, including information to be conveyed to the patient in this
regard;
(h)specifications the user requires to use the device appropriately, e.g.
if the device has a measuring function, the degree of accuracy
claimed for it;
(i)details of any preparatory treatment or handling of the device before it is ready for use or during its use, such as sterilisation, final
assembly, calibration, etc., including the levels of disinfection
required to ensure patient safety and all available methods for
achieving those levels of disinfection;
(j)any requirements for special facilities, or special training, or
particular qualifications of the device user and/or other persons;

ANNEX I – General safety and performance requirements

Chapter II

Requirements regarding design and manufacture

10. Chemical, physical and biological properties

10.1. Devices shall be designed and manufactured in such a way as to ensure that the characteristics and performance requirements referred to in Chapter I are fulfilled. Particular attention shall be paid to:

(a)the choice of materials and substances used, particularly as regards toxicity and, where relevant, flammability;
(b)the compatibility between the materials and substances used and
biological tissues, cells and body fluids, taking account of the
intended purpose of the device and, where relevant, absorption,
distribution, metabolism and excretion;
(c)the compatibility between the different parts of a device which
consists of more than one implantable part;
(d)the impact of processes on material properties;
(e)where appropriate, the results of biophysical or modelling research
the validity of which has been demonstrated beforehand;
(f)the mechanical properties of the materials used, reflecting, where
appropriate, matters such as strength, ductility, fracture resistance, wear resistance and fatigue resistance;
(g)surface properties; and
(h)the confirmation that the device meets any defined chemical and/orphysical specifications.

10.2. Devices shall be designed, manufactured and packaged in such a way as to minimise the risk posed by contaminants and residues to patients, taking account of the intended purpose of the device, and to the persons involved in the transport, storage and use of the devices. Particular attention shall be paid to tissues exposed to those contaminants and residues and to the duration and frequency of exposure.

10.3. Devices shall be designed and manufactured in such a way that they can be used safely with the materials and substances, including gases, with which they enter into contact during their intended use; if the devices are intended to administer medicinal products they shall be designed and manufactured in such a way as to be compatible with the medicinal products concerned in accordance with the provisions and restrictions governing those medicinal products and that the performance of both the medicinal products and of the devices is maintained in accordance with their respective indications and intended use.

10.4. Substances

10.4.1. Design and manufacture of devices

Devices shall be designed and manufactured in such a way as to reduce as far as possible the risks posed by substances or particles, including wear debris, degradation products and processing residues, that may be released from the device.

Devices, or those parts thereof or those materials used therein that:

are invasive and come into direct contact with the human body,
(re)administer medicines, body liquids or other substances, including gases, to/from the body, or
transport or store such medicines, body fluids or substances,
including gases, to be (re)administered to the body,

shall only contain the following substances in a concentration that is above 0,1 % weight by weight (w/w) where justified pursuant to Section 10.4.2:

(a)substances which are carcinogenic, mutagenic or toxic to
reproduction (‘CMR’), of category 1A or 1B, in accordance with Part 3 of Annex VI to Regulation (EC) No 1272/2008 of the European
Parliament and of the Council (1), or
(b)substances having endocrine-disrupting properties for which there
is scientific evidence of probable serious effects to human health
and which are identified either in accordance with the procedure
set out in Article 59 of Regulation (EC) No 1907/2006 of the European Parliament and of the Council (2) or, once a delegated act has been
adopted by the Commission pursuant to the first subparagraph of
Article 5(3) of Regulation (EU) No 528/2012 of the European
Parliament and the Council (3), in accordance with the criteria that
are relevant to human health amongst the criteria established
therein.

(1) Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures, amending and repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006 ( OJ L 353, 31.12.2008, p. 1).

(2) Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) (OJ L 396, 30.12.2006, p. 1).

(3) Regulation (EU) No 528/2012 of the European Parliament and the Council of 22 May 2012 concerning the making available on the market of and use of biocidal products (OJ L 167, 27.6.2012, p. 1).

10.4.2. Justification regarding the presence of CMR and/or endocrine-disrupting substances

(a)an analysis and estimation of potential patient or user exposure to
the substance;
(b)an analysis of possible alternative substances, materials or designs,
including, where available, information about independent
research, peer-reviewed studies, scientific opinions from relevant
scientific committees and an analysis of the availability of such
alternatives;
(c)argumentation as to why possible substance and/ or material
substitutes, if available, or design changes, if feasible, are
inappropriate in relation to maintaining the functionality,
performance and the benefit-risk ratios of the product; including
taking into account if the intended use of such devices includes
treatment of children or treatment of pregnant or breastfeeding
women or treatment of other patient groups considered particularlyvulnerable to such substances and/or materials; and
(d)where applicable and available, the latest relevant scientific committee guidelines in accordance with Sections 10.4.3. and 10.4.4.

10.4.3. Guidelines on phthalates

For the purposes of Section 10.4., the Commission shall, as soon as possible and by 26 May 2018, provide the relevant scientific committee with a mandate to prepare guidelines that shall be ready before 26 May 2020. The mandate for the committee shall encompass at least a benefit-risk assessment of the presence of phthalates which belong to either of the groups of substances referred to in points (a) and (b) of Section 10.4.1. The benefit-risk assessment shall take into account the intended purpose and context of the use of the device, as well as any available alternative substances and alternative materials, designs or medical treatments. When deemed appropriate on the basis of the latest scientific evidence, but at least every five years, the guidelines shall be updated.

10.4.4. Guidelines on other CMR and endocrine-disrupting substances

Subsequently, the Commission shall mandate the relevant scientific committee to prepare guidelines as referred to in Section 10.4.3. also for other substances referred to in points (a) and (b) of Section 10.4.1., where appropriate.

10.4.5. Labelling

Where devices, parts thereof or materials used therein as referred to in Section 10.4.1. contain substances referred to in points (a) or (b) of Section 10.4.1. in a concentration above 0,1 % weight by weight (w/w), the presence of those substances shall be labelled on the device itself and/or on the packaging for each unit or, where appropriate, on the sales packaging, with the list of such substances. If the intended use of such devices includes treatment of children or treatment of pregnant or breastfeeding women or treatment of other patient groups considered particularly vulnerable to such substances and/or materials, information on residual risks for those patient groups and, if applicable, on appropriate precautionary measures shall be given in the instructions for use.

10.5. Devices shall be designed and manufactured in such a way as to reduce as far as possible the risks posed by the unintentional ingress of substances into the device taking into account the device and the nature of the environment in which it is intended to be used.

10.6. Devices shall be designed and manufactured in such a way as to reduce as far as possible the risks linked to the size and the properties of particles which are or can be released into the patient’s or user’s body, unless they come into contact with intact skin only. Special attention shall be given to nanomaterials.

11. Infection and microbial contamination

11.1. Devices and their manufacturing processes shall be designed in such a way as to eliminate or to reduce as far as possible the risk of infection to patients, users and, where applicable, other persons. The design shall:

(a)reduce as far as possible and appropriate the risks from unintendedcuts and pricks, such as needle stick injuries,
(b)allow easy and safe handling,
(c)reduce as far as possible any microbial leakage from the device and/or microbial exposure during use, and
(d)prevent microbial contamination of the device or its content such asspecimens or fluids.

11.2. Where necessary devices shall be designed to facilitate their safe cleaning, disinfection, and/or re-sterilisation.

11.3. Devices labelled as having a specific microbial state shall be designed, manufactured and packaged to ensure that they remain in that state when placed on the market and remain so under the transport and storage conditions specified by the manufacturer.

11.4. Devices delivered in a sterile state shall be designed, manufactured and packaged in accordance with appropriate procedures, to ensure that they are sterile when placed on the market and that, unless the packaging which is intended to maintain their sterile condition is damaged, they remain sterile, under the transport and storage conditions specified by the manufacturer, until that packaging is opened at the point of use. It shall be ensured that the integrity of that packaging is clearly evident to the final user.

11.5. Devices labelled as sterile shall be processed, manufactured, packaged and, sterilised by means of appropriate, validated methods.

11.6. Devices intended to be sterilised shall be manufactured and packaged in appropriate and controlled conditions and facilities.

11.7. Packaging systems for non-sterile devices shall maintain the integrity and cleanliness of the product and, where the devices are to be sterilised prior to use, minimise the risk of microbial contamination; the packaging system shall be suitable taking account of the method of sterilisation indicated by the manufacturer.

11.8. The labelling of the device shall distinguish between identical or similar devices placed on the market in both a sterile and a non-sterile condition additional to the symbol used to indicate that devices are sterile.

12. Devices incorporating a substance considered to be a medicinal product and devices that are composed of substances or of combinations of substances that are absorbed by or locally dispersed in the human body.

12.1. In the case of devices referred to in the first subparagraph of Article 1(8), the quality, safety and usefulness of the substance which, if used separately, would be considered to be a medicinal product within the meaning of point (2) of Article 1 of Directive 2001/83/EC, shall be verified by analogy with the methods specified in Annex I to Directive 2001/83/EC, as required by the applicable conformity assessment procedure under this Regulation.

12.2. Devices that are composed of substances or of combinations of substances that are intended to be introduced into the human body, and that are absorbed by or locally dispersed in the human body shall comply, where applicable and in a manner limited to the aspects not covered by this Regulation, with the relevant requirements laid down in Annex I to Directive 2001/83/EC for the evaluation of absorption, distribution, metabolism, excretion, local tolerance, toxicity, interaction with other devices, medicinal products or other substances and potential for adverse reactions, as required by the applicable conformity assessment procedure under this Regulation.

13. Devices incorporating materials of biological origin

13.1. For devices manufactured utilising derivatives of tissues or cells of human origin which are non-viable or are rendered non-viable covered by this Regulation in accordance with point (g) of Article 1(6), the following shall apply:

(a)donation, procurement and testing of the tissues and cells shall be
done in accordance with Directive 2004/23/EC;
(b)processing, preservation and any other handling of those tissues and cells or their derivatives shall be carried out so as to provide safety
for patients, users and, where applicable, other persons. In
particular, safety with regard to viruses and other transmissible
agents shall be addressed by appropriate methods of sourcing and
by implementation of validated methods of elimination or
inactivation in the course of the manufacturing process;
(c)the traceability system for those devices shall be complementary
and compatible with the traceability and data protection
requirements laid down in Directive 2004/23/EC and in Directive
2002/98/EC.

13.2. For devices manufactured utilising tissues or cells of animal origin, or their derivatives, which are non-viable or rendered non-viable the following shall apply:

(a)where feasible taking into account the animal species, tissues and
cells of animal origin, or their derivatives, shall originate from
animals that have been subjected to veterinary controls that are
adapted to the intended use of the tissues. Information on the
geographical origin of the animals shall be retained by
manufacturers;
(b)sourcing, processing, preservation, testing and handling of tissues,
cells and substances of animal origin, or their derivatives, shall be
carried out so as to provide safety for patients, users and, where
applicable, other persons. In particular safety with regard to virusesand other transmissible agents shall be addressed by
implementation of validated methods of elimination or viral
inactivation in the course of the manufacturing process, except
when the use of such methods would lead to unacceptable
degradation compromising the clinical benefit of the device;
(c)in the case of devices manufactured utilising tissues or cells of
animal origin, or their derivatives, as referred to in Regulation (EU) No 722/2012 the particular requirements laid down in that
Regulation shall apply.

13.3. For devices manufactured utilising non-viable biological substances other than those referred to in Sections 13.1 and 13.2, the processing, preservation, testing and handling of those substances shall be carried out so as to provide safety for patients, users and, where applicable, other persons, including in the waste disposal chain. In particular, safety with regard to viruses and other transmissible agents shall be addressed by appropriate methods of sourcing and by implementation of validated methods of elimination or inactivation in the course of the manufacturing process.

14. Construction of devices and interaction with their environment

14.1. If the device is intended for use in combination with other devices or equipment the whole combination, including the connection system shall be safe and shall not impair the specified performance of the devices. Any restrictions on use applying to such combinations shall be indicated on the label and/or in the instructions for use. Connections which the user has to handle, such as fluid, gas transfer, electrical or mechanical coupling, shall be designed and constructed in such a way as to minimise all possible risks, such as misconnection.

14.2. Devices shall be designed and manufactured in such a way as to remove or reduce as far as possible:

(a)the risk of injury, in connection with their physical features,
including the volume/pressure ratio, dimensional and where
appropriate ergonomic features;
(b)risks connected with reasonably foreseeable external influences or
environmental conditions, such as magnetic fields, external
electrical and electromagnetic effects, electrostatic discharge,
radiation associated with diagnostic or therapeutic procedures,
pressure, humidity, temperature, variations in pressure and
acceleration or radio signal interferences;
(c)the risks associated with the use of the device when it comes into
contact with materials, liquids, and substances, including gases, to
which it is exposed during normal conditions of use;
(d)the risks associated with the possible negative interaction between
software and the IT environment within which it operates and
interacts;
(e)the risks of accidental ingress of substances into the device;
(f)the risks of reciprocal interference with other devices normally used in the investigations or for the treatment given; and
(g)risks arising where maintenance or calibration are not possible (as with implants), from ageing of materials used or loss of accuracy of any measuring or control mechanism.

14.3. Devices shall be designed and manufactured in such a way as to minimise the risks of fire or explosion during normal use and in single fault condition. Particular attention shall be paid to devices the intended use of which includes exposure to or use in association with flammable or explosive substances or substances which could cause combustion.

14.4. Devices shall be designed and manufactured in such a way that adjustment, calibration, and maintenance can be done safely and effectively.

14.5. Devices that are intended to be operated together with other devices or products shall be designed and manufactured in such a way that the interoperability and compatibility are reliable and safe.

14.6. Any measurement, monitoring or display scale shall be designed and manufactured in line with ergonomic principles, taking account of the intended purpose, users and the environmental conditions in which the devices are intended to be used.

14.7. Devices shall be designed and manufactured in such a way as to facilitate their safe disposal and the safe disposal of related waste substances by the user, patient or other person. To that end, manufacturers shall identify and test procedures and measures as a result of which their devices can be safely disposed after use. Such procedures shall be described in the instructions for use.

15. Devices with a diagnostic or measuring function

15.1. Diagnostic devices and devices with a measuring function, shall be designed and manufactured in such a way as to provide sufficient accuracy, precision and stability for their intended purpose, based on appropriate scientific and technical methods. The limits of accuracy shall be indicated by the manufacturer.

15.2. The measurements made by devices with a measuring function shall be expressed in legal units conforming to the provisions of Council Directive 80/181/EEC (1).

(1) Council Directive 80/181/EEC of 20 December 1979 on the approximation of the laws of the Member States relating to units of measurement and on the repeal of Directive 71/354/EEC (OJ L 39, 15.2.1980, p. 40).

16. Protection against radiation

16.1. General

(a)Devices shall be designed, manufactured and packaged in such a
way that exposure of patients, users and other persons to radiation
is reduced as far as possible, and in a manner that is compatible
with the intended purpose, whilst not restricting the application of
appropriate specified levels for therapeutic and diagnostic purposes.
(b)The operating instructions for devices emitting hazardous or
potentially hazardous radiation shall contain detailed information
as to the nature of the emitted radiation, the means of protecting the patient and the user, and on ways of avoiding misuse and of
reducing the risks inherent to installation as far as possible and
appropriate. Information regarding the acceptance and
performance testing, the acceptance criteria, and the maintenance
procedure shall also be specified.

16.1. Intended radiation

(a)Where devices are designed to emit hazardous, or potentially
hazardous, levels of ionizing and/or non- ionizing radiation
necessary for a specific medical purpose the benefit of which is
considered to outweigh the risks inherent to the emission, it shall bepossible for the user to control the emissions. Such devices shall be
designed and manufactured to ensure reproducibility of relevant
variable parameters within an acceptable tolerance.
(b)Where devices are intended to emit hazardous, or potentially
hazardous, ionizing and/or non-ionizing radiation, they shall be
fitted, where possible, with visual displays and/or audible warnings of such emissions.

16.3. Devices shall be designed and manufactured in such a way that exposure of patients, users and other persons to the emission of unintended, stray or scattered radiation is reduced as far as possible. Where possible and appropriate, methods shall be selected which reduce the exposure to radiation of patients, users and other persons who may be affected.

16.4. Ionising radiation

(a)Devices intended to emit ionizing radiation shall be designed and
manufactured taking into account the requirements of the Directive2013/59/Euratom laying down basic safety standards for protection
against the dangers arising from exposure to ionising radiation.
(b)Devices intended to emit ionising radiation shall be designed and
manufactured in such a way as to ensure that, where possible,
taking into account the intended use, the quantity, geometry and
quality of the radiation emitted can be varied and controlled, and, ifpossible, monitored during treatment.
(c)Devices emitting ionising radiation intended for diagnostic radiology shall be designed and manufactured in such a way as to achieve an
image and/or output quality that are appropriate to the intended
medical purpose whilst minimising radiation exposure of the patient and user.
(d)Devices that emit ionising radiation and are intended for
therapeutic radiology shall be designed and manufactured in such
a way as to enable reliable monitoring and control of the delivered
dose, the beam type, energy and, where appropriate, the quality of
radiation.

17. Electronic programmable systems — devices that incorporate electronic programmable systems and software that are devices in themselves

17.1. Devices that incorporate electronic programmable systems, including software, or software that are devices in themselves, shall be designed to ensure repeatability, reliability and performance in line with their intended use. In the event of a single fault condition, appropriate means shall be adopted to eliminate or reduce as far as possible consequent risks or impairment of performance.

17.2. For devices that incorporate software or for software that are devices in themselves, the software shall be developed and manufactured in accordance with the state of the art taking into account the principles of development life cycle, risk management, including information security, verification and validation.

17.3. Software referred to in this Section that is intended to be used in combination with mobile computing platforms shall be designed and manufactured taking into account the specific features of the mobile platform (e.g. size and contrast ratio of the screen) and the external factors related to their use (varying environment as regards level of light or noise).

17.4. Manufacturers shall set out minimum requirements concerning hardware, IT networks characteristics and IT security measures, including protection against unauthorised access, necessary to run the software as intended.

18. Active devices and devices connected to them

18.1. For non-implantable active devices, in the event of a single fault condition, appropriate means shall be adopted to eliminate or reduce as far as possible consequent risks.

18.2. Devices where the safety of the patient depends on an internal power supply shall be equipped with a means of determining the state of the power supply and an appropriate warning or indication for when the capacity of the power supply becomes critical. If necessary, such warning or indication shall be given prior to the power supply becoming critical.

18.3. Devices where the safety of the patient depends on an external power supply shall include an alarm system to signal any power failure.

18.4. Devices intended to monitor one or more clinical parameters of a patient shall be equipped with appropriate alarm systems to alert the user of situations which could lead to death or severe deterioration of the patient’s state of health.

18.5. Devices shall be designed and manufactured in such a way as to reduce as far as possible the risks of creating electromagnetic interference which could impair the operation of the device in question or other devices or equipment in the intended environment.

18.6. Devices shall be designed and manufactured in such a way as to provide a level of intrinsic immunity to electromagnetic interference such that is adequate to enable them to operate as intended.

18.7. Devices shall be designed and manufactured in such a way as to avoid, as far as possible, the risk of accidental electric shocks to the patient, user or any other person, both during normal use of the device and in the event of a single fault condition in the device, provided the device is installed and maintained as indicated by the manufacturer.

18.8. Devices shall be designed and manufactured in such a way as to protect, as far as possible, against unauthorised access that could hamper the device from functioning as intended.

19. Particular requirements for active implantable devices

19.1. Active implantable devices shall be designed and manufactured in such a way as to remove or minimize as far as possible:

(a)risks connected with the use of energy sources with particular
reference, where electricity is used, to insulation, leakage currents
and overheating of the devices,
(b)risks connected with medical treatment, in particular those
resulting from the use of defibrillators or high- frequency surgical
equipment, and
(c)risks which may arise where maintenance and calibration are
impossible, including:
— excessive increase of leakage currents,
— ageing of the materials used,
— excess heat generated by the device,
— decreased accuracy of any measuring or control mechanism.

19.2. Active implantable devices shall be designed and manufactured in such a way as to ensure

if applicable, the compatibility of the devices with the substances
they are intended to administer, and
the reliability of the source of energy.

19.3. Active implantable devices and, if appropriate, their component parts shall be identifiable to allow any necessary measure to be taken following the discovery of a potential risk in connection with the devices or their component parts.

19.4. Active implantable devices shall bear a code by which they and their manufacturer can be unequivocally identified (particularly with regard to the type of device and its year of manufacture); it shall be possible to read this code, if necessary, without the need for a surgical operation.

20. Protection against mechanical and thermal risks

20.1. Devices shall be designed and manufactured in such a way as to protect patients and users against mechanical risks connected with, for example, resistance to movement, instability and moving parts.

20.2. Devices shall be designed and manufactured in such a way as to reduce to the lowest possible level the risks arising from vibration generated by the devices, taking account of technical progress and of the means available for limiting vibrations, particularly at source, unless the vibrations are part of the specified performance.

20.3. Devices shall be designed and manufactured in such a way as to reduce to the lowest possible level the risks arising from the noise emitted, taking account of technical progress and of the means available to reduce noise, particularly at source, unless the noise emitted is part of the specified performance.

20.4. Terminals and connectors to the electricity, gas or hydraulic and pneumatic energy supplies which the user or other person has to handle, shall be designed and constructed in such a way as to minimise all possible risks.

20.5. Errors likely to be made when fitting or refitting certain parts which could be a source of risk shall be made impossible by the design and construction of such parts or, failing this, by information given on the parts themselves and/or their housings.

The same information shall be given on moving parts and/or their housings where the direction of movement needs to be known in order to avoid a risk.

20.6 Accessible parts of devices (excluding the parts or areas intended to supply heat or reach given temperatures) and their surroundings shall not attain potentially dangerous temperatures under normal conditions of use.

21. Protection against the risks posed to the patient or user by devices supplying energy or substances

21.1. Devices for supplying the patient with energy or substances shall be designed and constructed in such a way that the amount to be delivered can be set and maintained accurately enough to ensure the safety of the patient and of the user.

21.2. Devices shall be fitted with the means of preventing and/or indicating any inadequacies in the amount of energy delivered or substances delivered which could pose a danger. Devices shall incorporate suitable means to prevent, as far as possible, the accidental release of dangerous levels of energy or substances from an energy and/or substance source.

21.3. The function of the controls and indicators shall be clearly specified on the devices. Where a device bears instructions required for its operation or indicates operating or adjustment parameters by means of a visual system, such information shall be understandable to the user and, as appropriate, the patient.

22. Protection against the risks posed by medical devices intended by the manufacturer for use by lay persons

22.1. Devices for use by lay persons shall be designed and manufactured in such a way that they perform appropriately for their intended purpose taking into account the skills and the means available to lay persons and the influence resulting from variation that can be reasonably anticipated in the lay person’s technique and environment. The information and instructions provided by the manufacturer shall be easy for the lay person to understand and apply.

22.2. Devices for use by lay persons shall be designed and manufactured in such a way as to:

ensure that the device can be used safely and accurately by the
intended user at all stages of the procedure, if necessary after
appropriate training and/or information,
reduce, as far as possible and appropriate, the risk from unintended cuts and pricks such as needle stick injuries, and
reduce as far as possible the risk of error by the intended user in thehandling of the device and, if applicable, in the interpretation of the
results.

22.3. Devices for use by lay persons shall, where appropriate, include a procedure by which the lay person:

can verify that, at the time of use, the device will perform as
intended by the manufacturer, and
if applicable, is warned if the device has failed to provide a valid
result.

ANNEX I – General safety and performance requirements

Chapter I

General requirements

1. Devices shall achieve the performance intended by their manufacturer and shall be designed and manufactured in such a way that, during normal conditions of use, they are suitable for their intended purpose. They shall be safe and effective and shall not compromise the clinical condition or the safety of patients, or the safety and health of users or, where applicable, other persons, provided that any risks which may be associated with their use constitute acceptable risks when weighed against the benefits to the patient and are compatible with a high level of protection of health and safety, taking into account the generally acknowledged state of the art.

2. The requirement in this Annex to reduce risks as far as possible means the reduction of risks as far as possible without adversely affecting the benefit-risk ratio.

3. Manufacturers shall establish, implement, document and maintain a risk management system.

Risk management shall be understood as a continuous iterative process throughout the entire lifecycle of a device, requiring regular systematic updating. In carrying out risk management manufacturers shall:

(a)establish and document a risk management plan for each device;
(b)identify and analyse the known and foreseeable hazards associatedwith each device;
(c)estimate and evaluate the risks associated with, and occurring
during, the intended use and during reasonably foreseeable misuse;
(d)eliminate or control the risks referred to in point (c) in accordance with the requirements of Section 4;
(e)evaluate the impact of information from the production phase and,
in particular, from the post-market surveillance system, on hazards and the frequency of occurrence thereof, on estimates of their
associated risks, as well as on the overall risk, benefit-risk ratio and risk acceptability; and
(f)based on the evaluation of the impact of the information referred to in point (e), if necessary amend control measures in line with the
requirements of Section 4.

4. Risk control measures adopted by manufacturers for the design and manufacture of the devices shall conform to safety principles, taking account of the generally acknowledged state of the art. To reduce risks, Manufacturers shall manage risks so that the residual risk associated with each hazard as well as the overall residual risk is judged acceptable. In selecting the most appropriate solutions, manufacturers shall, in the following order of priority:

(a)eliminate or reduce risks as far as possible through safe design and manufacture;
(b)where appropriate, take adequate protection measures, including
alarms if necessary, in relation to risks that cannot be eliminated;
and
(c)provide information for safety (warnings/precautions/contra-
indications) and, where appropriate, training to users.

Manufacturers shall inform users of any residual risks.

5. In eliminating or reducing risks related to use error, the manufacturer shall:

(a)reduce as far as possible the risks related to the ergonomic features
of the device and the environment in which the device is intended to be used (design for patient safety), and
(b)give consideration to the technical knowledge, experience,
education, training and use environment, where applicable, and themedical and physical conditions of intended users (design for lay,
professional, disabled or other users).

6. The characteristics and performance of a device shall not be adversely affected to such a degree that the health or safety of the patient or the user and, where applicable, of other persons are compromised during the lifetime of the device, as indicated by the manufacturer, when the device is subjected to the stresses which can occur during normal conditions of use and has been properly maintained in accordance with the manufacturer’s instructions.

7. Devices shall be designed, manufactured and packaged in such a way that their characteristics and performance during their intended use are not adversely affected during transport and storage, for example, through fluctuations of temperature and humidity, taking account of the instructions and information provided by the manufacturer.

8. All known and foreseeable risks, and any undesirable side-effects, shall be minimised and be acceptable when weighed against the evaluated benefits to the patient and/or user arising from the achieved performance of the device during normal conditions of use.

9. For the devices referred to in Annex XVI, the general safety requirements set out in Sections 1 and 8 shall be understood to mean that the device, when used under the conditions and for the purposes intended, does not present a risk at all or presents a risk that is no more than the maximum acceptable risk related to the product’s use which is consistent with a high level of protection for the safety and health of persons.

MDR – Article 95 – Procedure for dealing with devices presenting an unacceptable risk to health and safety

Article 95

Procedure for dealing with devices presenting an unacceptable risk to health and safety

1. Where, having performed an evaluation pursuant to Article 94, the competent authorities find that the device presents an unacceptable risk to the health or safety of patients, users or other persons, or to other aspects of the protection of public health, they shall without delay require the manufacturer of the devices concerned, its authorised representative and all other relevant economic operators to take all appropriate and duly justified corrective action to bring the device into compliance with the requirements of this Regulation relating to the risk presented by the device and, in a manner that is proportionate to the nature of the risk, to restrict the making available of the device on the market, to subject the making available of the device to specific requirements, to withdraw the device from the market, or to recall it, within a reasonable period that is clearly defined and communicated to the relevant economic operator.

2. The competent authorities shall, without delay, notify the Commission, the other Member States and, where a certificate has been issued in accordance with Article 56 for the device concerned, the notified body that issued that certificate, of the results of the evaluation and of the actions which they have required the economic operators to take, by means of the electronic system referred to in Article 100.

3. The economic operators as referred to in paragraph 1 shall, without delay, ensure that all appropriate corrective action is taken throughout the Union in respect of all the devices concerned that they have made available on the market.

4. Where the economic operator as referred to in paragraph 1 does not take adequate corrective action within the period referred to in paragraph 1, the competent authorities shall take all appropriate measures to prohibit or restrict the making available of the device on their national market, to withdraw the device from that market or to recall it.

The competent authorities shall notify the Commission, the other Member States and the notified body referred to in paragraph 2 of this Article, without delay, of those measures, by means of the electronic system referred to in Article 100.

5. The notification referred to in paragraph 4 shall include all available details, in particular the data necessary for the identification and tracing of the non-compliant device, the origin of the device, the nature of and the reasons for the non-compliance alleged and the risk involved, the nature and duration of the national measures taken and the arguments put forward by the relevant economic operator.

6. Member States other than the Member State initiating the procedure shall, without delay, inform the Commission and the other Member States, by means of the electronic system referred to in Article 100, of any additional relevant information at their disposal relating to the non-compliance of the device concerned and of any measures adopted by them in relation to the device concerned.

In the event of disagreement with the notified national measure, they shall, without delay, inform the Commission and the other Member States of their objections, by means of the electronic system referred to in Article 100.

7. Where, within two months of receipt of the notification referred to in paragraph 4, no objection has been raised by either a Member State or the Commission in respect of any measures taken by a Member State, those measures shall be deemed to be justified.

In that case, all Member States shall ensure that corresponding appropriate restrictive or prohibitive measures, including withdrawing, recalling or limiting the availability of the device on their national market, are taken without delay in respect of the device concerned.

MDR – Article 89 – Analysis of serious incidents and field safety corrective actions

Article 89

Analysis of serious incidents and field safety corrective actions

1. Following the reporting of a serious incident pursuant to Article 87(1), the manufacturer shall, without delay, perform the necessary investigations in relation to the serious incident and the devices concerned. This shall include a risk assessment of the incident and field safety corrective action taking into account criteria as referred to in paragraph 3 of this Article as appropriate.

The manufacturer shall co-operate with the competent authorities and where relevant with the notified body concerned during the investigations referred to in the first subparagraph and shall not perform any investigation which involves altering the device or a sample of the batch concerned in a way which may affect any subsequent evaluation of the causes of the incident, prior to informing the competent authorities of such action.

2. Member States shall take the necessary steps to ensure that any information regarding a serious incident that has occurred within their territory, or a field safety corrective action that has been or is to be undertaken within their territory, and that is brought to their knowledge in accordance with Article 87 is evaluated centrally at national level by their competent authority, if possible together with the manufacturer, and, where relevant, the notified body concerned.

3. In the context of the evaluation referred to in paragraph 2, the competent authority shall evaluate the risks arising from the reported serious incident and evaluate any related field safety corrective actions, taking into account the protection of public health and criteria such as causality, detectability and probability of recurrence of the problem, frequency of use of the device, probability of occurrence of direct or indirect harm, the severity of that harm, the clinical benefit of the device, intended and potential users, and population affected. The competent authority shall also evaluate the adequacy of the field safety corrective action envisaged or undertaken by the manufacturer and the need for, and kind of, any other corrective action, in particular taking into account the principle of inherent safety contained in Annex I.

Upon request by the national competent authority, manufacturers shall provide all documents necessary for the risk assessment.

4. The competent authority shall monitor the manufacturer’s investigation of a serious incident. Where necessary, a competent authority may intervene in a manufacturer’s investigation or initiate an independent investigation.

5. The manufacturer shall provide a final report to the competent authority setting out its findings from the investigation by means of the electronic system referred to in Article 92. The report shall set out conclusions and where relevant indicate corrective actions to be taken.

6. In the case of devices referred to in the first subparagraph of Article 1(8) and where the serious incident or field safety corrective action may be related to a substance which, if used separately, would be considered to be a medicinal product, the evaluating competent authority or the coordinating competent authority referred to in paragraph 9 of this Article shall, inform the national competent authority or the EMA, depending on which issued the scientific opinion on that substance under Article 52(9), of that serious incident or field safety corrective action.

In the case of devices covered by this Regulation in accordance with point (g) of Article 1(6) and where the serious incident or field safety corrective action may be related to the derivatives of tissues or cells of human origin utilised for the manufacture of the device, and in the case of devices falling under this Regulation pursuant to Article 1(10), the competent authority or the coordinating competent authority referred to in paragraph 9 of this Article shall inform the competent authority for human tissues and cells that was consulted by the notified body in accordance with Article 52(10).

7. After carrying out the evaluation in accordance with paragraph 3 of this Article, the evaluating competent authority shall, through the electronic system referred to in Article 92, inform, without delay, the other competent authorities of the corrective action taken or envisaged by the manufacturer or required of it to minimise the risk of recurrence of the serious incident, including information on the underlying events and the outcome of its assessment.

8. The manufacturer shall ensure that information about the field safety corrective action taken is brought without delay to the attention of users of the device in question by means of a field safety notice. The field safety notice shall be edited in an official Union language or languages determined by the Member State in which the field safety corrective action is taken. Except in cases of urgency, the content of the draft field safety notice shall be submitted to the evaluating competent authority or, in the cases referred to in paragraph 9, to the coordinating competent authority to allow it to make comments. Unless duly justified by the situation of the individual Member State, the content of the field safety notice shall be consistent in all Member States.

The field safety notice shall allow the correct identification of the device or devices involved, in particular by including the relevant UDIs, and the correct identification, in particular, by including the SRN, if already issued, of the manufacturer that has undertaken the field safety corrective action. The field safety notice shall explain, in a clear manner, without understating the level of risk, the reasons for the field safety corrective action with reference to the device malfunction and associated risks for patients, users or other persons, and shall clearly indicate all the actions to be taken by users.

The manufacturer shall enter the field safety notice in the electronic system referred to in Article 92 through which that notice shall be accessible to the public.

9. The competent authorities shall actively participate in a procedure in order to coordinate their assessments referred to in paragraph 3 in the following cases:

(a)where there is concern regarding a particular serious incident or
cluster of serious incidents relating to the same device or type of
device of the same manufacturer in more than one Member State;
(b)where the appropriateness of a field safety corrective action that is
proposed by a manufacturer in more than one Member State is in
question.

That coordinated procedure shall cover the following:

designation of a coordinating competent authority on a case by case basis, when required;
defining the coordinated assessment process, including the tasks and responsibilities of the coordinating competent authority and the
involvement of other competent authorities.

Unless otherwise agreed between the competent authorities, the coordinating competent authority shall be the competent authority of the Member State in which the manufacturer has its registered place of business.

The coordinating competent authority shall, through the electronic system referred to in Article 92, inform the manufacturer, the other competent authorities and the Commission that it has assumed the role of coordinating authority.

10. The designation of a coordinating competent authority shall not affect the rights of the other competent authorities to perform their own assessment and to adopt measures in accordance with this Regulation in order to ensure the protection of public health and patient safety. The coordinating competent authority and the Commission shall be kept informed of the outcome of any such assessment and the adoption of any such measures.

11. The Commission shall provide administrative support to the coordinating competent authority in the accomplishment of its tasks under this Chapter.

MDR – Article 87 – Reporting of serious incidents and field safety corrective actions

Article 87

Reporting of serious incidents and field safety corrective actions

1. Manufacturers of devices made available on the Union market, other than investigational devices, shall report, to the relevant competent authorities, in accordance with Articles 92(5) and (7), the following:

(a)any serious incident involving devices made available on the Unionmarket, except expected side-effects which are clearly documented
in the product information and quantified in the technical
documentation and are subject to trend reporting pursuant to
Article 88;
(b)any field safety corrective action in respect of devices made
available on the Union market, including any field safety corrective action undertaken in a third country in relation to a device which is also legally made available on the Union market, if the reason for
the field safety corrective action is not limited to the device made
available in the third country.

The reports referred to in the first subparagraph shall be submitted through the electronic system referred to in Article 92.

2. As a general rule, the period for the reporting referred to in paragraph 1 shall take account of the severity of the serious incident.

3. Manufacturers shall report any serious incident as referred to in point (a) of paragraph 1 immediately after they have established the causal relationship between that incident and their device or that such causal relationship is reasonably possible and not later than 15 days after they become aware of the incident.

4. Notwithstanding paragraph 3, in the event of a serious public health threat the report referred to in paragraph 1 shall be provided immediately, and not later than 2 days after the manufacturer becomes aware of that threat.

5. Notwithstanding paragraph 3, in the event of death or an unanticipated serious deterioration in a person’s state of health the report shall be provided immediately after the manufacturer has established or as soon as it suspects a causal relationship between the device and the serious incident but not later than 10 days after the date on which the manufacturer becomes aware of the serious incident.

6. Where necessary to ensure timely reporting, the manufacturer may submit an initial report that is incomplete followed up by a complete report.

7. If, after becoming aware of a potentially reportable incident, the manufacturer is uncertain about whether the incident is reportable, it shall nevertheless submit a report within the timeframe required in accordance with paragraphs 2 to 5.

8. Except in cases of urgency in which the manufacturer needs to undertake field safety corrective action immediately, the manufacturer shall, without undue delay, report the field safety corrective action referred to in point (b) of paragraph 1 in advance of the field safety corrective action being undertaken.

9. For similar serious incidents that occur with the same device or device type and for which the root cause has been identified or a field safety corrective action implemented or where the incidents are common and well documented, the manufacturer may provide periodic summary reports instead of individual serious incident reports, on condition that the coordinating competent authority referred to in Article 89(9), in consultation with the competent authorities referred to in point (a) of Article 92(8), has agreed with the manufacturer on the format, content and frequency of the periodic summary reporting. Where a single competent authority is referred to in points (a) and (b) of Article 92(8), the manufacturer may provide periodic summary reports following agreement with that competent authority.

10. The Member States shall take appropriate measures such as organising targeted information campaigns, to encourage and enable healthcare professionals, users and patients to report to the competent authorities suspected serious incidents referred to in point (a) of paragraph 1.

The competent authorities shall record centrally at national level reports they receive from healthcare professionals, users and patients.

11. Where a competent authority of a Member State obtains such reports on suspected serious incidents referred to in point (a) of paragraph 1 from healthcare professionals, users or patients, it shall take the necessary steps to ensure that the manufacturer of the device concerned is informed of the suspected serious incident without delay.

Where the manufacturer of the device concerned considers that the incident is a serious incident, it shall provide a report in accordance with paragraphs 1 to 5 of this Article on that serious incident to the competent authority of the Member State in which that serious incident occurred and shall take the appropriate follow-up action in accordance with Article 89.

Where the manufacturer of the device concerned considers that the incident is not a serious incident or is an expected undesirable side-effect, which will be covered by trend reporting in accordance with Article 88, it shall provide an explanatory statement. If the competent authority does not agree with the conclusion of the explanatory statement, it may require the manufacturer to provide a report in accordance with paragraphs 1 to 5 of this Article and require it to ensure that appropriate follow-up action is taken in accordance with Article 89.

MDR – Article 86 – Periodic safety update report

Article 86

Periodic safety update report

1. Manufacturers of class IIa, class IIb and class III devices shall prepare a periodic safety update report (‘PSUR’) for each device and where relevant for each category or group of devices summarising the results and conclusions of the analyses of the post-market surveillance data gathered as a result of the post-market surveillance plan referred to in Article 84 together with a rationale and description of any preventive and corrective actions taken. Throughout the lifetime of the device concerned, that PSUR shall set out:

(a)the conclusions of the benefit-risk determination;
(b)the main findings of the PMCF; and
(c)the volume of sales of the device and an estimate evaluation of the
size and other characteristics of the population using the device and, where practicable, the usage frequency of the device.

Manufacturers of class IIb and class III devices shall update the PSUR at least annually. That PSUR shall, except in the case of custom-made devices, be part of the technical documentation as specified in Annexes II and III.

Manufacturers of class IIa devices shall update the PSUR when necessary and at least every two years. That PSUR shall, except in the case of custom-made devices, be part of the technical documentation as specified in Annexes II and III.

For custom-made devices, the PSUR shall be part of the documentation referred to in Section 2 of Annex XIII.

2. For class III devices or implantable devices, manufacturers shall submit PSURs by means of the electronic system referred to in Article 92 to the notified body involved in the conformity assessment in accordance with Article 52. The notified body shall review the report and add its evaluation to that electronic system with details of any action taken. Such PSURs and the evaluation by the notified body shall be made available to competent authorities through that electronic system.

3. For devices other than those referred to in paragraph 2, manufacturers shall make PSURs available to the notified body involved in the conformity assessment and, upon request, to competent authorities.

MDR – Article 32 – Summary of safety and clinical performance

Article 32

Summary of safety and clinical performance

1. For implantable devices and for class III devices, other than custom-made or investigational devices, the manufacturer shall draw up a summary of safety and clinical performance.

The summary of safety and clinical performance shall be written in a way that is clear to the intended user and, if relevant, to the patient and shall be made available to the public via Eudamed.

The draft of the summary of safety and clinical performance shall be part of the documentation to be submitted to the notified body involved in the conformity assessment pursuant to Article 52 and shall be validated by that body. After its validation, the notified body shall upload the summary to Eudamed. The manufacturer shall mention on the label or instructions for use where the summary is available.

2. The summary of safety and clinical performance shall include at least the following aspects:

(a)the identification of the device and the manufacturer, including theBasic UDI-DI and, if already issued, the SRN;
(b)the intended purpose of the device and any indications,
contraindications and target populations;
(c)a description of the device, including a reference to previous
generation(s) or variants if such exist, and a description of the
differences, as well as, where relevant, a description of any
accessories, other devices and products, which are intended to be
used in combination with the device;
(d)possible diagnostic or therapeutic alternatives;
(e)reference to any harmonised standards and CS applied;
(f)the summary of clinical evaluation as referred to in Annex XIV, and
relevant information on post-market clinical follow-up;
(g)suggested profile and training for users;
(h)information on any residual risks and any undesirable effects,
warnings and precautions.

3. The Commission may, by means of implementing acts, set out the form and the presentation of the data elements to be included in the summary of safety and clinical performance. Those implementing acts shall be adopted in accordance with the advisory procedure referred to in Article 114(2).